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Equity trading
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#	Item
351	Order Granting Accelerated Approval of Proposed Rule Change to Accommodate Equity Options That Have a Unit of Trading of 10 Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-26 08:51:23 Options Clearing Corporation Financial markets Investment International Securities Exchange Futures contract Security Short Option Financial economics Finance Financial system
352	COAliTiON OF PRiVATE INVESTMENT COMPANiES March 31,2011 By Mail and Electronic Delivery Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-01 10:06:46 Financial services Hedge fund Investment Advisers Act Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Private equity Collective investment scheme Insider trading Financial economics Finance Investment
353	Equity Trading Services Best Execution in Your Best Interest Designed to meet the sophisticated needs of our trading partners in: Add to Reading List Source URL: content.rwbaird.com Language: English - Date: 2014-03-05 16:13:44 Investment Robert W. Baird & Co. Algorithmic trading Trading room Robert W. Baird Investment banking Dark liquidity Stock market Proprietary trading Financial markets Financial economics Finance
354	James J. Angel, Ph.D., CFA Associate Professor of Finance Georgetown University McDonough School of Business Washington DC[removed]removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-06 15:34:21 Stock market United States securities law Finance Equity securities U.S. Securities and Exchange Commission Insider trading Securities Exchange Act Crowd funding Stock Financial economics Economics Business
355	RULES OF TENNESSEE DEPARTMENT OF INSURANCE INSURANCE DIVISION CHAPTER[removed]RULES AND REGULATIONS CONCERNING THE INSIDER TRADING OF EQUITY Add to Reading List Source URL: www.tn.gov Language: English - Date: 2013-01-02 12:28:24 Financial system Investment Insider trading Stock market Security Economics
356	NASD: Notice of Filing of Amendment No. 2 to Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Trading in Hot Equity Offerings Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-16 13:15:35 Finance Financial system 73rd United States Congress Stock market Financial markets Securities Exchange Act Security Financial Industry Regulatory Authority Securities Act United States securities law Financial economics United States Securities and Exchange Commission
357	FORM D NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT Name of Company: ____________________________________________________ (the “Company”). Trading Symbol: __________ Add to Reading List Source URL: www.tmx.com Language: English - Date: 2010-06-14 00:00:00 Corporate finance Equity securities Contract law Investment Option NEX Stock Exercise Financial economics Finance Economics
358	Share Repurchase Services Deep, Focused Buyback Expertise SHARE REPURCHASE Add to Reading List Source URL: content.rwbaird.com Language: English - Date: 2014-03-10 22:08:55 Investment Robert W. Baird & Co. Robert W. Baird Share repurchase Investment banking Trading room Private equity Financial economics Finance Financial markets
359	Options Trading Customized Solutions and Execution Baird’s seasoned experts execute options on: Options Add to Reading List Source URL: content.rwbaird.com Language: English - Date: 2014-02-26 12:38:14 Futures contract Robert W. Baird & Co. Robert W. Baird Equity derivative
360	427015, OTS Trust and Asset Management Handbook, Fiduciary Duties, Risks & Liabilities, [removed] Add to Reading List Source URL: www.occ.gov Language: English - Date: 2011-12-22 09:23:26 Legal professions Management Financial risk Fiduciary Trust law Self-dealing Trustee Insider trading Operational risk Law Equity Common law

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